Thomas Oswald is a Registered Principal of and offers securities through Independent Financial Group, LLC, a registered broker-dealer member FINRA and SIPC, and an Investment Advisor Representative of and offers advisory services through Independent Financial Group, Inc, a registered investment advisor. Independent Financial Group, LLC is affiliated with Independent Financial Group, Inc but neither are affiliated with Oswald & Associates. Mr. Oswald also holds a California Insurance License # 0677446.

We are licensed to sell Insurance Products in the following states:
California.

We are registered to sell Securities in the following states:
Arkansas, Arizona, California, Indiana, Minnesota, New York, Oregon, Tennessee, Texas, Washington.


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